Ermos AI for file note documentation.

When advice is questioned, the file note is the evidence, and file notes are what advisers write last, worst and least. An Ermos unit turns rough notes into structured records the day of the meeting, in the format your compliance process expects.

How it works on the unit

1
Capture rough notes

The adviser's meeting notes, however rough, go into the unit alongside the client file.

2
Structure them

Notes become a structured record: matters discussed, client instructions, advice context, follow-ups, in your file note format.

3
Fill the record's gaps

The draft flags what a complete note needs that the rough notes did not capture, while the meeting is still fresh.

4
Adviser sign-off

The adviser corrects and confirms the record. What files is what the adviser attests to, same as a handwritten note, only complete.

Why this matters more than it sounds

Best interests obligations are demonstrated through documentation. A practice whose file notes are consistently structured, dated and complete is a practice whose advice survives scrutiny. The unit makes the good habit cheap.

Why on-premise matters here

Meeting notes hold the client's circumstances at their most candid. On the unit they are structured where they were written, inside the practice.

Common questions

Are structured notes still the adviser's record?
Yes. The unit structures what the adviser recorded; the adviser reviews and confirms before filing. The attestation is human.
Can it work from voice memos?
Scoping covers input formats. The principle holds for any source: rough capture in, structured record out, adviser sign-off before filing.
Does it help with audits?
Consistent, complete, dated records in one indexed place is most of what an audit asks for. Retrieval with citations does the rest.

See Dominion answering from your own documents.

A demonstration takes 30 minutes, uses no client data, and comes with no obligation.

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